Prenatal Smoking and
Antisocial Behavior: Commentary - March 1999
David M. Fergusson, PhD
Archives of General Psychiatry
The article by Brennan and colleagues in this issue of the Archives describes
a well-designed and carefully reported study of the linkages between exposure
to maternal smoking during pregnancy and later crime. Using data from a
large Scandinavian study of male births, the authors established that males
whose mothers smoked during pregnancy had significantly higher rates of
crime when studied into their middle 30s. These associations persisted when
a range of confounding social, family, and maternal factors were taken into
account. Results of the study also suggest that, although exposure to maternal
smoking during pregnancy is related to life-course persistent offending,
it is not related to adolescent-limited offending.
The study has several strengths, including the use of a large and representative
birth cohort, the prospective assessment of the exposure variable and confounding
factors, and the systematic collection of data on a well-defined outcome
measure. Furthermore, the findings are consistent with those of a growing
number of studies that demonstrate linkages between maternal smoking during
pregnancy and later development of externalizing behaviors in middle childhood
and adolescence. The present study extends these findings by showing that
an association between smoking during pregnancy and antisocial behavior
extends well into adulthood.
Taken together, the research evidence in this area leads to 3 general
conclusions about the linkages between maternal smoking during pregnancy
and later externalizing behavior problems.
First, there is generally consistent evidence to suggest that children
who are exposed to maternal smoking during pregnancy are at increased risk
of later externalizing behaviors that seem to extend over the life course.
Second, these associations seem to be resilient to control for confounding
social, familial, and personal factors that are associated with maternal
prenatal smoking.
Third, there is evidence of specificity of association. Results of a
recent study found that, although exposure to maternal smoking during pregnancy
was related to later antisocial behaviors, it was unrelated to other aspects
of mental health and personal adjustment. Results of the study by Brennan
et al also suggest that maternal prenatal smoking is specifically related
to life-course persistent offending but not to adolescent-limited offending.
Collectively, these findings suggest that the evidence gathered in this
area meets several criteria that are commonly used as a basis of causal
inference in epidemiological studies. There is now evidence of a consistent
and replicable association between maternal prenatal smoking and later antisocial
behaviors. This association has been shown to be resilient to control for
confounding and seems to involve a specific relationship between maternal
prenatal smoking and antisocial behavior. However, although the accumulated
evidence in this area is consistent with the hypothesis that smoking during
pregnancy leads to an increased risk of later antisocial behavior among
offspring, it would be unwise to draw strong or dogmatic conclusions on
the basis of the current body of evidence. There are several important issues
that need to be addressed before firm conclusions can be drawn. These issues
include:
1. Identification of Underlying Mechanisms: An important issue to be
addressed in establishing a cause-and-effect relationship between smoking
during pregnancy and antisocial behavior concerns the underlying mechanisms
by which persons who are exposed to maternal smoking during the antenatal
period are placed at greater risk of later antisocial behavior. Several
underlying mechanisms have been proposed, including fetal hypoxia, changes
in serotonin uptake, changes in dopaminergic systems, and changes in DNA
and RNA synthesis in the brain. However, these explanations remain speculative,
and at present, to my knowledge, there is no well-established study of the
underlying processes that may lead children who are exposed to maternal
smoking during pregnancy to be at greater risk of later antisocial behaviors.
These considerations suggest the need to embed the present research findings
into a broader framework of theory and research about the relationships
between prenatal events and later behavioral adjustment.
2. Genetic Confounding: Although existing studies have now controlled
a relatively wide range of confounding social and environmental factors,
there is an important source of confounding that has not been examined.
It could be suggested that the linkages between maternal prenatal smoking
and later adjustment reflect a genetic process in which the offspring of
mothers who smoke during pregnancy are more likely to inherit genotypes
that are associated with increased risk of later externalizing behaviors.
There is some support for this view from previous research suggesting that
a) cigarette smoking and antisocial behavior are highly comorbid {i.e.,
co-occur}, and b) externalizing behavior problems show high levels of heritability.
One method of approaching this issue is through a twin design in which the
linkages between smoking during pregnancy and later antisocial behavior
are examined in monozygotic and dizygotic twins. Using such a design, it
may be possible to examine the extent to which smoking during pregnancy
contributes to later antisocial behavior when genetic effects on antisocial
behaviors are taken into account.
The finding of consistent linkages between smoking during pregnancy and
antisocial behaviors is intriguing, and these results invite the hypothesis
that maternal smoking during pregnancy increases children's risk of later
antisocial behavior. However, the uncertainties in these areas are such
that it would be premature to conclude that maternal prenatal smoking can
now be included among the established risk factors for later antisocial
behaviors. There is further work to be conducted into underlying mechanisms
and the possible confounding effects of genetic factors. Furthermore, the
public health significance of the findings in this area is somewhat limited
by the already well-established findings on the adverse effects of maternal
smoking during pregnancy. These include increased risks of spontaneous abortion,
reduced birth weight, compromised perinatal status, and lower intelligence.
Given the ambiguities in the evidence noted above, perhaps the most prudent
summation of research in this area is that maternal prenatal smoking may
affect longer-term behavioral development, but considerable uncertainty
still exists about the origins of the relationship. Irrespective of the
ambiguities in this area, there is already abundant evidence to support
the view that maternal smoking during pregnancy has undesirable consequences
for children. Results of current research suggest that increased risk of
later antisocial behavior may, in the future, become another outcome that
will be added to the growing list of established adverse consequences of
smoking during pregnancy.
EDITORIAL NOTE:
The results of this study suggest that maternal smoking during pregnancy
increases the likelihood that offspring will engage in criminal activity
in their adulthood as indicated by an arrest for a violent or nonviolent
crime. Neither the authors' abstract, the excellent commentary by Dr. Fergusson,
nor the newspaper account above mention that the relationship between maternal
smoking and offspring antisocial behavior was only observed when there were
birth complications. Also, unmentioned is the fact that birth complications
were not related to maternal cigarette smoking in this study. We believe
that this constitutes an important qualification to the study's findings
and raises questions about the meaning of the research and its generalizability.
The study did not assess, and thus could not control for, maternal use
of alcohol or illicit drugs during pregnancy or other factors that could
potentially explain the observed relationship between maternal smoking and
antisocial behavior of their offspring. Thus, future research is needed
to rule out alternative explanations for the present findings.
A causal relationship between maternal smoking during pregnancy and criminal
behavior of male offspring could have major public policy implications even
if this effect only occurred when there were birth complications. Additional
research is needed to identify underlying causal mechanisms and preventive
interventions.
Over the years we have become concerned about the reporting of research
to the general public. Sensationalistic reporting is reflected in the failure
to present the latest study in the context of prior research and/or a failure
to discuss adequately the qualifications or limitations of the research.
We suspect that some researchers and journals may be complicit in this practice
by oversimplifying research in press releases in order to increase press
coverage. The potential danger of these practices is that the public may
ignore all research.
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