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Debate and Issues Index

draft settlement

Tobacco Settlement: It Is Not What the Tobacco Industry Says It Is (continued page 5)

B. SOME LEGAL ISSUES

The Tobacco Industry and the Attorneys General have marketed this Settlement as one with Limited Immunity by the States on Behalf of the Medicaid Program. However, the Immunity is Far Broader. For instance, this Settlement:

Preempts all state and local government lawsuits in perpetuity to redress industry misconduct on secondhand smoke pollution, even though secondhand smoke isn't a cause for action in any of the lawsuits and even though formulas used to determine tobacco-related costs to States' Medicaid programs do not include costs incurred by secondhand smoke (which kills an estimated 70,000 non-smoking Americans every year). (Section II(nn)(1)(B), page 6)

Preempts all state and local government lawsuits in perpetuity to redress misconduct by industry executives, attorneys, agents, advertisers, distributors, retailers, etc. even though none are defendants in the current lawsuits. (Section II(oo), page7)

Preempts all state and local government lawsuits in perpetuity to redress misconduct by the Tobacco Industry on behalf of all state employees, even though they are not plaintiffs in the current lawsuit. (Section II(pp), page7)

Preempts all state and local government lawsuits in perpetuity to redress past industry misconduct, even though local governments are not plaintiffs in any of the state lawsuits. (Section II(pp), page 7)

Releases all past and future claims by the Tobacco Industry, although the current lawsuits were based on past misconduct. (Section II (nn), (oo), and (pp), pages 6-7)

Possible Antitrust Violations inherent in Settlement:

The Settlement includes Exhibit T (pages 137-141), a model state statute whose purpose is to address the inequities between non-settling and settling tobacco manufacturers. The Settlement says that since it obligates the settling tobacco manufacturers to "pay substantial sums to the State; to fund a national foundation devoted to the interests of public health; and to make substantial changes in their advertising and marketing practices and corporate culture, with the intention of reducing underage smoking"; therefore, "it would be contrary to the policy of the State if tobacco product manufacturers who determine not to enter such a settlement could use a resulting cost advantage to derive large, short-term profits."

The model statute requires that non-participating manufacturers either participate in the settlement OR make payments to a state escrow account in proportion to their market share. The money is released from the escrow account either: as settlement or judgment money on any released claim brought against the tobacco company by the State OR as part of the tobacco company's settlement money to the state if the company joins The Master Settlement OR after 25 years, it may revert back to the tobacco companies it came from. This Model Statute essentially ensures the non-participating tobacco companies will suffer the consequences of not signing onto the Settlement.

Exhibit T, if enacted, appears to violate federal antitrust laws. However, even if Exhibit T is not enacted or is struck down in court, Section IX(d), pages26-34 has provisions that decrease the Settlement payments in proportion to the economic disadvantages the tobacco companies participating in the Settlement suffer as a result of the Settlement. In other words, no matter what, the participating tobacco companies are ensured that they maintain an equal playing field in terms of their market share compared to non-participating tobacco companies.

Attorneys General Authority:

Some have questioned whether the States' Attorneys General have (or should have) the authority to grant such broad sweeping immunity. The immunity in this settlement is broad on two accounts:

some of the releasing parties (local governments, government employees) were never plaintiffs in the original lawsuits; and some of the issues the tobacco industry is now released from were not causes for action in the original lawsuits (secondhand smoke pollution).

In some states, it is the legislature by precedence which has conferred immunity, not the Attorneys General. Although some Attorneys General are saying this Settlement results in a release from claims and not immunity, other lawyers disagree and say that a release of claims is a form of immunity.

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